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Compliance Penalty

Financial fines and sanctions imposed for failing to meet regulatory data protection and security requirements.

Risk & ComplianceAlso called: "regulatory fine", "data protection penalty"

Compliance penalties enforce accountability for data protection failures.

Major regulatory frameworks

  • GDPR: Up to €20M or 4% of global revenue.
  • HIPAA: $100 - $50,000 per violation, up to $1.5M annual.
  • PCI DSS: $5,000 - $100,000/month + card brand fines.
  • CCPA: $2,500 per violation, $7,500 for intentional.
  • SOX: Up to $5M and 20 years imprisonment.

Factors affecting penalties

  • Severity: Impact on data subjects.
  • Negligence: Intentional vs unintentional violations.
  • Response: Cooperation with regulators.
  • History: Repeat offenses increase penalties.
  • Size: Larger organizations face larger fines.

Recent major penalties

  • Amazon (GDPR 2021): €746M.
  • Meta (GDPR 2023): €1.2B.
  • Equifax (FTC 2019): $575M.
  • British Airways (GDPR 2020): £20M.

Beyond fines

  • Legal costs and litigation.
  • Business disruption and audits.
  • Brand damage and customer loss.
  • Remediation and security improvements.
  • Executive accountability and terminations.

Prevention strategies

  • Regular compliance audits.
  • Data mapping and classification.
  • Privacy by design principles.
  • Staff training and awareness.
  • Incident response planning.